The University of Chicago
Carnivory in the Bromeliad Brocchinia reducta, with a Cost/Benefit Model for the General
Restriction of Carnivorous Plants to Sunny, Moist, Nutrient-Poor Habitats
Author(s): Thomas J. Givnish, Elizabeth L. Burkhardt, Ruth E. Happel and Jason D. Weintraub
Source: The American Naturalist, Vol. 124, No. 4 (Oct., 1984), pp. 479-497
Published by: The University of Chicago Press for The American Society of Naturalists
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The AmericanNaturalist
Vol. 124, No. 4
October 1984
CARNIVORY IN THE BROMELIAD BROCCHINIA REDUCTA, WITH A
COST/BENEFIT MODEL FOR THE GENERAL RESTRICTION
OF CARNIVOROUS PLANTS TO SUNNY, MOIST,
NUTRIENT-POOR HABITATS
THOMAS
J. GIVNISH,*
ELIZABETH L. BURKHARDT,* RUTH
AND JASON D. WEINTRAUBt
E.
HAPPELt
*Departmentof Organismicand EvolutionaryBiology, Harvard University,Cambridge,
Massachusetts 02138; tDepartmentof Anthropology,Harvard University,Cambridge,
Massachusetts 02138; tSection of Ecology and Systematics,Cornell University,Ithaca,
New York 14850
SubmittedSeptember15, 1983; Accepted March 22, 1984
MembersoftheplantfamilyBromeliaceaeoccupya widerangeofhabitatsin
the New World(Pittendrigh
1948;Tomlinson1969;Gilmartin
1973;Smithand
on
trees
and shrubs,
Downs 1974).Manyofthese,particularly
epiphytic
perches
have substratesthatare exceedinglypoor in mineralnutrients
(Benzingand
Renfrow1971,1974;Benzing1973,1980).Perhapsbecauseofthis,and because
leafbases
manybromeliadsimpoundwaterin "tanks" amongtheiroverlapping
have
intowhichinsectsorotheranimalscan blunderanddrown,severalbotanists
suggestedthatsomebromeliadsmaybe carnivorous.
Here we describethe firstconfirmed
case of carnivory
amongbromeliadsin
Brocchiniareducta,a terrestrial
speciesnativetomoistsandsavannasandbogsin
of the carnivorous
theGuayanaHighlands.We discussthepossiblederivation
inplants.A
ofcarnivory
habitwithin
andprovidea rigorous
definition
Brocchinia,
cost/benefit
modelforthe evolutionof carnivory
is presentedto analyzewhy
sitesandis
is restricted
carnivory
mainlyto plantsofsunny,moist,nutrient-poor
rarein epiphytes
and otherbromeliads.
We beginbyconsidering
previousclaims
in theBromeliaceae.
fortheexistenceofcarnivory
HISTORICAL BACKGROUND
Picado(1913)proposedthatmanytankbromeliads
secreteproteolytic
enzymes
in theirleafrosettes.Howto digestanimalsthatperishin thefluidimpounded
andthe
ever,suchsecretionhas neverbeenconfirmed
usingmoderntechniques,
proteasesfoundmayresultsimplyfrombacterialactivity(Benzing1980).Rees
and Roe (1980)suggestedthatthegiantAndeanPuya raimondii
maybe carnivorous because smallbirdsthatnest amongits closelypacked leaves are often
impaledon the leaf spines!It seems morelikely,however,thatPuya's spines
Am.Nat. 1984.Vol. 124,pp. 479-497.
? 1984byThe University
ofChicago.0003-0147/84/2404-0004$02.00.
Allrights
reserved.
479
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480
THE AMERICANNATURALIST
by Andean
evolvedto deterconsumption
of its singleterminalinflorescence
bears,whichdestroythe flowerspikesof 90% of some populationsof closely
or to deterleaf
relatedPuya species(Wurdack1964,personalcommunication),
(see Janzen
consumption
by elementsoftheextinctSouthAmericanmegafauna
and Martin1982).McWilliams(1974)suggestedthatthenarrowtanksofcertain
Brocchiniaand Catopsisspeciesrecalltheformofmanypitcherplantsand may
Benzing(1980)hasechoedthisargument
thusrepresent
adaptations
forcarnivory;
morerecently.These authors,however,do not provideessentialdata on the
capture,and absorption.
actualpresenceof preyin tanksand theirattraction,
has steeplyinclined
Finally,Fish (1976) has shownthatCatopsisberteroniana
wax thatinhibits
leavescoatedwitha slippery
theescapeofinsectsfromitstank.
and reflective
wax actually
It is possible,however,thatthe leaf inclination
and transpiration
in itstreetop
represent
adaptations
to reducelightinterception
and inconsequential.
habitat,witheffectson insectsbeingcoincidental
demonOne conclusionto be drawnfromthesestudiesis thatanyconvincing
of
strationof carnivoryin bromeliadsrequiresa clear and rigorousdefinition
in spiteofthegreatinterest
accordedcarnivorous
plants
carnivory.
Surprisingly,
sincethetimeofDarwin(Darwin1875;Hepburnetal. 1920;Lloyd1942;Plummer
and Kethley1964;Sorensonand Jackson1968;Chandlerand Anderson1976a,
1976b;Heslop-Harrison
1976,1978;Erickson1978;Greenet al. 1979;Slack 1979;
Benzing1980;Dixon et al. 1980;Thompson1981;Luttge1983),thereis no such
in theliterature.
definition
Definitionof Carnivory
to be classifiedas
We propose thata plantmustfulfilltwo requirements
fromdead animalsjuxcarnivorous.First,it mustbe able to absorbnutrients
obtainsomeincrement
to fitness
in termsof
taposedto itssurfaces,and thereby
pollenproduction,
or seed set. Second,the
increasedgrowth,
chanceofsurvival,
plantmusthave someunequivocaladaptationor resourceallocationwhosepridigestion
ofprey.
maryresultis theactiveattraction,
capture,and/or
frompurelydefensive
The firstprovisois neededto differentiate
carnivory
or killpotentialanimalenemieswithoutleadingto
adaptationsthatimmobilize
substantialnutrient
absorptionor consequentincreasesin plantsurvivaland
reproduction
(Lloyd1942;Benzing1980).The secondprovisois requiredbecause
fromdead animals
somenutrients
manyplantscan passivelyprofit
by absorbing
inthesoilor on leafsurfaces(Benz(e.g., nematodes,
earthworms)
decomposing
plantsshowsthat
ing1980).A surveyofthe16generaofrecognizedcarnivorous
forall threeprocessesofactivepreyattraction,
capture,anddigestion
adaptations
on logicalor historical
are notrequiredto qualifya plantas carnivorous
grounds
(table 1). For example, bladderworts(Biovularia, Polypompholyx,Utricularia)
lack attractants
and butterworts
forprey(Lloyd
(Pinguicula)oftenapparently
1942; Meyersand Strickler1979; Slack 1979). Pitcherplantsin the families
Sarraceniaceae,Nepenthaceae,and Cephalotaccaceaeentrappreypassivelyin
for
thatdo, however,possessobviousmorphological
specializations
waterpitfalls
thisfunction.
Heliamphora)lack
Finally,somepitcherplants(e.g.,Darlingtonia,
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EVOLUTIONOF CARNIVOROUS
PLANTS
481
TABLE 1
PRESENCE (+)
OR ABSENCE (-)
OF ADAPTATIONS FOR ACTIVE PREY ATTRACTION, CAPTURE, AND
DIGESTION IN GENERA OF CARNIVOROUS PLANTS (see textfor sources)
Prey
Attraction*
Genera (no. sp.):
Prey
Capture
Prey
Digestion
Brocchinia (1) ...........
Heliamphora (6) .........
Darlingtonia (1)
.........
Sarracenia (9) ...........
Cephalotus (1)...........
Nepenthes (71) ..........
+
+
+
+
+
+
passive
passive
passive
passive
passive
passive
Genlisea (35) ............
-
passive
+
lobsterpot
+
+
+
+
+
+
+
+
+
+
flypaper
flypaper
flypaper
flypaper
flypaper
+
+
+
+
+
+
+
+
+
+
spring-trap
spring-trap
spring-trap
spring-trap
spring-trap
Drosera (90).............
Drosophyllum(1) ........
Byblis (2) ...............
Pinguicula(35) ..........
(1) .......
Triphyophyllum
Dionaea (1) .............
Aldrovanda (1) ..........
Utricularia
(280).........
Biovularia (1) ............
Polypompholyx
(2) .......
+
-
+
-
+
-
+1+
+
pitfall
pitfall
pitfall
pitfall
pitfall
pitfall
* A conservativeapproach has been taken in evaluatingattractantsthatmay be merelyincidental
aspects of othertraits(e.g., glisteningdigestiveglands).
digestiveglandsand apparently
relyon bacteriaand otherorganisms
to break
downprey(Lloyd 1942;Adamsand Smith1977;Slack 1979).
Thus,specializeddigestive
glandsarenota sinequa nonforcarnivory,
although
theexcellentresearchof Heslop-Harrison
and hercolleagues(Heslop-Harrison
1975, 1976, 1978; Green et al. 1979; Heslop-Harrisonand Heslop-Harrison1980)
has demonstrated
thepresenceofcharacteristic
cells in mostcarnivosecretary
rousgenera.Plantscapableofabsorbing
nutrients
fromdead animals,butwhich
lackactivemeansofpreyattraction
andpreydigestion,
andpossessneither
motile
resultis imtrapsnorpassive structures
likeone-waypassageswhoseprimary
and
mobilization
ofanimalsnearplantsurfaces,mustbe consideredsaprophytes
notcarnivorous
plants.Manytankbromeliads
probablyfallintothislattercategoryand mustbe studiedwithcare beforea givenspecies is claimedto be
as has been emphasizedby Benzing(1980).
carnivorous,
CARNIVORY IN
Brocchinia reducta
In January
Venezuelaas
1980,GivnishvisitedtheGranSabanaofsoutheastern
partof an expeditionsponsoredby the Universidadde los Andes. The Gran
Sabana is partoftheGuayanaHighlandsandis a massiveplateauroughly
1200to
1800minelevation(MayrandPhelps1967;Maguire1970;Steyermark
1982).It is
underlainby bleachedsandstoneof theRoraimaFormation,
and studdedwith
numerousflat-topped
mountainscalled tepuis,whose cliff-lined
marginsreach
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482
THE AMERICAN NATURALIST
2000to 2800minheight.A sterile,highly
acidicsandysoildevelopsdirectly
over
rotting
sandstone,and supportsa vegetational
mosaicdominatedby savannas,
galleryforests,xeromorphic
scrub,and bogs (Steyermark
1961,1966;BrewerCarias 1976). Annual precipitation
generallyexceeds 2500 mm (Atlas de
Venezuela 1969).Characteristics
of thevegetation
includea highproportion
of
woodyplantswithnarrow,leathery
leaves; highincidenceofterrestrial
orchids;
and a richarrayof narrowly
distributed
speciesand unusualplantgroups(e.g.,
Rapateaceae,Eriocaulonaceae,Podostemonaceae,Velloziaceae) nativeto the
GuayanaHighlands(Maguire1970;Steyermark
1961,1966,1976).Thereis an
abundanceofterrestrial
bromeliads
intheprimitive
and
subfamily
Pitcairnioideae,
a highincidenceof recognizedcarnivorous
plants.The latterincludetheSouth
Americanpitcherplant(Heliamphora)and numeroussundews(Drosera),bladderworts(Utricularia),and lobsterpot
plants(Genlisea)(Maguire1970;Steyermark1961,1966,1976).
BrocchiniareductaBaker is a commonterrestrial
bromeliadin the Gran
Sabana, and is a conspicuouselementof manysavannasor bogs on wet sand
above 1200 m. It is widelydistributed
on tepuisin southernVenezuela and
adjacentGuyana,and belongsto a pitcairnioid
genusof 18 ecologicallydiverse
to theGuayanaHighlands(Smithand Downs 1974).Plantsof
speciesrestricted
Brocchiniareductawerestudiedand collectedforanatomicaland physiological
researchinJanuary
of 1980,1981,and 1983,on a dampsandsavannanearkm148
of the El Dorado-Santa Elena Road in Estado Bolivar (N 5o48', W 61?25'). This
specieshas severaltraitsthatsuggestit is a carnivorous
plant.
First,theleaves are bright
yellow-green
and heldnearlyvertically,
so thatthe
leafrosetteformsa conspicuousyellowish
cylinder
thatis taller(x = 32.8 + 14.5
herbaceousvegetation,
andrecallstheaspectof
cm,n = 20) thanthesurrounding
in bogsand pocosinsofthesoutheastern
Sarraceniaflavagrowing
UnitedStates
(fig.1). Second,theinnersurfaceofeach leafis coatedwitha finewaxypowder
thatreadilyexfoliates(fig.2), servingto lubricatethe verticalsurfacesand
increasing
thedifficulty
of escape fromthecentraltank.Camponotusantswere
in a glassjar duringthe
placednearthebottomofexcisedleaves resting
upright
Januaryfieldtrip.Of nine observedattemptsto ascend the innerwaxy leaf
the
surface,eightresultedinfailure,eventhoughtheantswereable to negotiate
verticalglasswallsofthejar. Afterthewaxycuticlewas gentlyremovedusinga
horsehairbrush(see Fish 1976),sevenof 10 attempts
to ascend the innerleaf
surfacesucceeded(P < .02, Fisherexacttest).The fluidimpounded
withinthe
tankis highly
acidicwitha pH of2.8 to 3.0,themostextreme
acidityyetfoundin
bromeliads(cf. Laessle 1961;Benzing1980).However,no digestiveglandsare
evidentin collectedmaterial,based on microscopicexamination
of transverse,
and tangential
longitudinal,
sectionsofleafbases.
Third,Brocchiniatankscontaintheabundantremainsof dead antsand other
thatdo notordinarily
maketheirlivingin pools ofwater(fig.3; table
arthropods
chosenspecimensrevealed31
2). Analysisof thetankcontentsof 16 randomly
familiesand 6 ordersofinsectsamongpresumptive
prey,withmorethan90% of
are knownto forage
theindividuals
beingants.The eightantgenerarepresented
at nectaries(E. 0. Wilson,personalcommunication).
frequently
Commensal,
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EVOLUTION
OF CARNIVOROUS PLANTS
483
FIG 1.-Habitat andgrossaspectofBrocchinia
reducta,GranSabana,1981.Notepitcherlikeleafrosettes.
includepseudoscorpions
nonpreyarthropods
(dryspaces betweenleaves); spiand
ders(centralopeningabovetank);mites(amongdeadleaves);andchironomid
culicid(mosquito)larvae(tankfluid).Commensal
mosquitolarvaeincludespecies
and Runchomyta.
of Wyeomyia
odornotunlikethatproducedby
Fourth,thetankfluidemitsa sweet,nectarlike
thenectaries
ofthecarnivorous
Heliamphoraheterodoxa,
whichis foundwithin
a
fewhundred
metersofthestudysite.Sucha scentis highly
unusual,ifnotunique,
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484
THE AMERICAN NATURALIST
leafbase; widthof
of cuticleon innersurfaceof lyophilized
FIG.2.-SEM photograph
22 pum.
Finestrandsofwax readilyexfoliate.
photograph
in our experiencewithscores of tankbromeliadsin the fieldand greenhouse.
steyermarkii,
TanksoffourotherBrocchiniaspecies(B. acuminata,micrantha,
and tatei)inspectedemitno scentor a weakone; however,a similarodorcan be
theirleafbases.
releasedby crushing
leafhairsofB. reductaare unusualin strucor absorbing
Fifth,thetrichomes
tureand can absorbaminoacids (andhenceanylikelyproductofthebreakdown
materialin thetank)at a highrate.Trichomesplayan important
of nitrogenous
inepiphytic
particularly
inbromeliads,
ofmineralnutrients
roleintheabsorption
and Tillandthe Bromelioideae
speciesof the two moreadvancedsubfamilies,
ofthethird
sioideae(Benzing1976;Benzingetal. 1976;Benzing1980).Trichomes
intowhichBrocchiniafalls,are
Pitcairnioideae,
subfamily
and mostprimitive
innutrient
(Benzing1976;Benzingetal.
absorption
unimportant
usuallyrelatively
and regular
are also usuallyless symmetric
1976).Theircellulararrangements
forms(Tomlinson1969;
tillandsioid
thanthoseof bromelioidand (particularly)
ofB. reducta,however,areexceptionally
SmithandDowns 1974).The trichomes
in thisrespect(fig.4).
geometricand approachthose of certaintillandsioids
appearto retaintheircytoplasm
thecap cells atop thetrichomes
Furthermore,
kindlyprovidedby
unusualtrait(Benzing1980).Autoradiographs
intact,a highly
rapidlyabsorbH3-labeledleucine,and
BenzingshowthatB. reductatrichomes
and
is localizedinboththestalkcells(notunusualinbromelioids
thatabsorption
ofliving
(fig.5). Portions
unusual)oftrichomes
andcap cells(highly
tillandsioids)
leafbases wereexcised,exposedto a 30-minpulse of H3-labeledleucine,and
preparedusingthetechniquesofBenzing(1976)and Benzinget
autoradiographs
al. (1976).
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EVOLUTION
OF CARNIVOROUS PLANTS
485
ofleaves,
reflective
waxyinnersurface
FIG.3.-Cross sectionofB. reductatank,showing
abundantremainsofantsand otherinsects.
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THE AMERICAN NATURALIST
486
TABLE 2
INSECT PREY FOUND IN SIXTEEN
B. reducta TANKS (minimumnumberof individualsrequiredto
accountforfragments
notedforeachfamily;
fraction
ofindividuals
represented
by
each ordershownin parentheses)
Collembola(0.08%)
...........1
Entomobryiidae
Coleoptera(2.5%)
Anthicidae
......1
........................
Chrysomelidae
Curculionidae
...
......
Elateridae
......
......
Lampyridae
Ptilidae.......1
Scarabidae........
.........1
(Unidentified)
Diptera(4.4%)
Bibionidae
.....
*
.........
Dolichopodidae
Drosophilidae.1
13
5
3
2
4
2
8
Membracidae.
Hymenoptera
(89.9%ants + 1.7%)
Braconidae
........................
Chalcidoicea
......................
Formicidae
........................
Brachymyrmex
Camponotus
Otitidae
....1
Richardiidae
.........
........
Sarcophagidae
12
...........
(Unidentified)
Hemiptera
(0.3%)
Reduviidae
...........
17
2
4
8
1,064
Crematogaster
Hypoponera
.........................
Halictidae
1
....................
Platygasteridae
.........................
Sphecidae
1
1
......................
(Unidentified)
4
Ichneumonidae.1
Phoridae.............................2
1
8
2
~~~~~~~~~~Paratechina
Pei
Pseudomyrmex
Solenopsis
Muscidae3
Nematocera.........1
Sciaridae.
Homoptera
(1.1%)
........................
Aphidoidea
....
Cicadillidae
.8...
.......................
Fulgoroidea
Vespidae.1
3
we proposed,Brocchiniareductaqualifies
Based on thecriteria
as carnivorous.
It emitsa nectarlike
scenttoattract
prey;has vertical,
waxyleavestohelpcapture
prey;and can absorbnutrients
releasedfromdead preythroughits modified
We have no directevidencethatabsorption
ofnutrients
increasesB.
trichomes.
butnotethatit growsin a nutrientreducta'sgrowth,
survival,or reproduction,
thatis hometo fourothergeneraofcarnivorous
plantsand in
poorenvironment
whichcarnivory
presumably
yieldsan advantage.
Pathway to Carnivoryin Brocchinia
scenariofortheevolution
ofcarnivory
inBrocchinia
We envisionthefollowing
reducta.Excludingtheunexamined
B. hechtioides,
whichmayalso be carnivorous, B. reducta'sclosest relativesappear to be facultatively
epiphytictank
specieslikeB. tatei(SmithandDowns 1974).Epiphytic
populations
ofB. tateiin
shady cloud forestshave a formtypicalof most tank bromeliads,witha basket-
shapedrosetteofnearlyhorizontal
greenleaves,welldesignedforlightcapturein
a dimlylithabitatand forpassivecaptureof nutrients
in theformof plantand
animaldebris.Invasionof sunnysterilesavannasby B. reducta'sancestors
presumably
would have favoredthe evolutionof steeplyinclinedleaves with
reflective
andwaterloss (e.g.,
strongly
waxycuticlesto reducelightinterception
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EVOLUTION
OF CARNIVOROUS PLANTS
487
fromleafbase, stainedwithtoluidine
FIG.4.-Tangential(overhead)viewof trichome
width50 pum.
Trichomes
becomeless denseand haveless prominent
or
blue,approximate
morewornshieldstowardtheleaftip.
see Ehleringer
mineralpovertymay
and Forseth1980;Givnish1984).Further,
havefostered
terrestrial
populations
ofB. tateiat
chlorosis.In fact,sun-adapted,
1961,1966).
highelevationsdo showthesetraits(Steyermark
abouta tankwouldbe preadapBrightly
colored,verticalwaxyleavesarranged
attractor
tationsfortheevolutionofcarnivory,
inthattheycouldcoincidentally
function.
We believethe crucial
entrapinsectswhileperforming
theirprimary
tocarnivory
involvedleakageintothetankfluidofa sweet-smelling,
adaptiveshift
volatilecompoundstoredin theleafbases ofmanyBrocchiniaspecies.Thiskey
of
traitwouldattractinsectsto thetank,bringintoplaythepreadapted
functions
the leaves in preyattraction
and promotethe evolutionof
and entrapment,
trichomes.
nutrient-absorbing
inB. reductais activepreyattraction
Thus,thecrucialadaptation
forcarnivory
traitsare clearly
via a sweet-smelling
volatilecompound;otherleafandtrichome
valuablein promoting
carnivory
buthave other,notreadilyseparablefunctions
The dense waxy
thatmay make theircontribution
moreor less coincidental.
in thatit is
cuticlemayalso proveto be primarily
an adaptationforcarnivory,
foundmainlyon theunexposedinnerleafsurfaceswhereitwouldhavelittleeffect
on leafheat load and transpiration.
Whena planthas traitsthatfitit forprey
but
or
attraction,
capture, digestion, each of these traitshas substantialand
functions
forotherpurposes,withno clearallocationofenergysolely
inseparable
to call such plants
to carnivory,
we believe it would be moreparsimonious
protocarnivorous
ratherthancarnivorous.We proposeCatopsisberteroniana,
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488
THE AMERICAN NATURALIST
*1Xek~~~~~~~~~~~~~~~~~~~~~~~1
-
Ant
ci
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EVOLUTION OF CARNIVOROUS PLANTS
489
studiedby Fish (1976) and discussed above, as a possible instanceof protocarnivory and an independent,intermediatestep in the evolution of carnivoryin the
tillandsioidbromeliads. Further research on this intriguingspecies is clearly
needed, however.
Brocchinia reducta is the least specialized of the known carnivorousplants,
lacking recognizable digestiveglands and specialized nectaries,and possessing
only a rudimentarycuticularlubricantaround its water pitfall.Nevertheless,a
singletankusually holds more dead preythanseveral pitchersof nearbyHeliamphora. Presumably,thisis because Heliamphoratrapsconsistof singleleaves and
persistonly as long as a leaf does, whereas Brocchinia traps are formedby leaf
rosettesand persistas individualleaves die and are replaced. This relianceon leaf
rosettes ratherthan leaves may hinder the evolution in Brocchinia and other
bromeliadsofmoresophisticated,dorsiventralpitfallsliketheremarkablyconvergenttraps seen in otherpitcherplantfamilies.
Brocchiniais unique amongflowering
plantsin thatit is theonlygenus in which
carnivoryis knownbut not universal.It thusaffordsan unparalleledopportunity
to studythe evolutionof carnivoryin relationto othermodes of nutrientcapture,
and we are currentlyinitiatinga comparativestudyof the ecology, morphology,
nutritionalphysiology,photochemistry,
and systematicsof species in the genus.
Later papers will provide information
on aspects of the morphology,ultrastructure,and volatile chemistryof B. reducta not covered in thispreliminary
report.
EVOLUTION
OF CARNIVOROUS
PLANTS
Ecological Distribution
Given the seemingadvantages of carnivory,whydo thereappear to be so few
carnivorousbromeliads?Most bromeliadsare epiphytesgrowingin habitatswith
littleor no soil, dependingfornutrientson rainwater,leachate fromsurrounding
plants,and fallingdebris (Br-nzingand Renfrow1971, 1974; Benzing 1973). Carnivorywould appear to be a favorableadaptationunderthese conditions.Then
why is carnivoryso rare among epiphytesgenerally(Benzing 1973; Thompson
1981)? Only 18 of at least 15,000epiphyticangiospermsare knownto be carnivorous (Madison 1977), an incidence60% lower thanthatseen forangiospermsas a
whole, in whichroughly535 of 250,000 species are carnivorous(table 1). Both of
theprecedingquestionscan be addressed ifwe can explainwhymostcarnivorous
plants occur in habitatsthat are not only nutrient-poor,
but sunnyand at least
seasonallymoistas well, because mostepiphyticperches,althoughnutrient-poor,
are eithershady or exposed to sunlightand regulardesiccation.
AlthoughDarwin (1875) was thefirstto appreciatewhycarnivorousplantstend
to be restrictedto nutrient-poor
sites, therehas been littleexplicitrecognitionor
explanation of the fact that most carnivorousplants grow in habitatsthat are
sunnyand moistat least duringthe growingseason, mostlyin bogs, swamps, and
aquatic habitats (Darwin 1875; Hepburn et al. 1920; Lloyd 1942; Plummerand
Kethley 1964; Heslop-Harrison 1976; Erickson 1978; Green et al. 1979; Slack
1979; but see Heslop-Harrison1978; Thompson 1981; Luttge 1983). Such sites are
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490
THE AMERICAN NATURALIST
occupied by Aldovandra,Biovularia,Byblis,Cephalotus,Darlingtonia,Dionaea,
some Drosera, Genlisea, Heliamphora, Pinguicula, Polypompholyx,Sarracenia,
and most Utricularia. There are but few exceptions to this rule (Lloyd 1942;
Erickson 1978; Slack 1979). Drosophyllumlusitanicumremainsactive in arid sites
duringthe dry Mediterraneansummer.A few shade-lovingDrosera live in the
understoryof Queensland rain forests,but show signs of losing the carnivorous
habitin havingfew glandulartentaclesper leaf. Nepenthes vines usually inhabit
forestopenings on nutrient-poorsites (Richards 1936a, 1936b; Smythies 1964;
Kurata 1976), but 6 of 71 species are epiphyticand a few grow under closed
canopies. Most Utriculariaare aquatic or grow on moistopen ground,but 12 of
280 species are epiphyticin moist cloud forests(Taylor 1964; Madison 1977).
CertainDrosera of semi-aridsouthwesternAustraliaare well known to occupy
open, mineral-poor,upland sites but are not an exceptionbecause theyare active
mainlyduringthe moistwinterand spring(Dixon and Pate 1978; Erickson 1978;
Slack 1979).
COST/BENEFIT
MODEL
To analyze why carnivorous plants are mainly restrictedto sunny, moist,
nutrient-poor
environments,we mustconsiderthe energeticbenefitsand costs of
carnivoryin varioushabitats.Carnivoryshouldevolve ifthesebenefitsexceed the
cost of a small investmentin carnivorousadaptations,because plantswithmutationsforsuch investmentsshould have an energeticadvantagein competingwith
otherplants (see Givnish 1979, 1982).
There are three potentialenergeticbenefitsassociated with carnivory.First,
carnivorymay increase a plant's total rate of photosynthesisas a result of
increased mineralabsorption,through(a) an increasedrateof photosynthesisper
unit leaf mass or (b) an increase in the total leaf mass that can be supported.
Medina (1970, 1971) showed that increasinga plant's supply of available soil
nitrogencan enhance photosynthesisand enables it to develop higherconcentrationsof RuBP carboxylase-oxygenase,thephotosynthetic
enzymeresponsiblefor
CO2 capture; fertilizationstudies withothermineralnutrients(Naltr1975; Longstrethand Nobel 1980) have produced similarincreases in photosynthetic
output.
Weiss (1980) has confirmedthat nutrientinputthroughcarnivoryin Sarracenia
flava can elevate the rate and seasonal durationof photosynthesisper unit leaf
mass.
Second, carnivorymay result in an increased level of nutrientsin seeds or
increased seed production.Benzing (1976) and Benzing et al. (1976) have shown
thatepiphyticbromeliadsdivertlarge fractionsof theirnitrogenand phosphorus
to flowersand seeds, implyingthatnutrientsmay directly
budgetspreferentially
limitreproduction.Finally,carnivorymay serve to replace autotrophypartlywith
heterotrophy
as a source of chemical energy.
All studiespointagainstthe last possibility:plantsobtainminerals,not carbon,
fromcarnivory(Darwin 1875; F. Darwin 1878; Hepburn et al. 1920; Lloyd 1942;
Plummerand Kethley 1964; Heslop-Harrison 1976). Dixon et al. (1980) found
butthe
uptakeof carbonfromC 14-labeledDrosophila fedto Drosera erythrorhiza,
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EVOLUTION
OF CARNIVOROUS PLANTS
491
formin whichit was absorbedwas not studied(see Chandlerand Anderson
aminoacids
1976b).The carbonabsorbedseemsmorelikelyto be in N-bearing
sinceDarwin(1875)and manysubsethanin readilyconvertedcarbohydrates,
inDroseraoccursonlyin
secretion
quentinvestigators
haveshownthatglandular
material.Furthermore,
Chandlerand Anderson(1976a)
responseto nitrogenous
and no
haveshownthatDroserafedpreyina darkenedroomshowlittlegrowth,
ofinorganic
salts
difference
fromplantssuppliedinsteadwitha completemixture
roleforcarbonheterotroimplying
a negligible
underthesamelightconditions,
phy.
partof
The secondbenefit
withrespecttoreproduction
caneasilybe considered
the firstbenefitto growth:if the mineraloutputof trapsproducedearlyin
thatresultsin increased
is divertedintophotosynthetic
machinery
development
ratesofgrowthand moretrapsand leaves,thentheoutputofa fewlateradded
model,
Thus,forthesakeofthefollowing
trapscan be allocatedto reproduction.
is enhancedphotosynthesis.
benefit
ofcarnivory
we shallassumethattheprimary
condiHow shouldthebenefits
andcostsofcarnivory
varywithenvironmental
tions?Considera plantwitha givenbiomassinleavesandroots.As theamountof
inefficient
energydevotedto carnivory(in termsof lures,photosynthetically
increase
traps,or digestiveenzymes)increases,thereshouldbe a corresponding
rateofphotosynin theamountof nutrients
absorbed.As a result,theeffective
thesisper unitleaf mass-either in absolutetermsor relativeto the cost of
nutrients
and carbohydrates
fornewleaves-should increase(fig.
accumulating
and theresulting
as theamountofenergydevotedto carnivory
6). Furthermore,
benefitexpectedshould
mineralinputcontinueto increase,thephotosynthetic
tendto plateauas factorsotherthannutrients
limitphotosynthesis
or theconversionofphotosynthate
intonewleaves.
Theextenttowhichphotosynthesis
input
canbe enhancedbyincreasedmineral
rateof
theeffective
conditions.
By definition,
clearlydependson environmental
areinshortsupplyandlimit
toincreaseunlessnutrients
photosynthesis
is unlikely
sites.
photosynthesis,
so thatthe greatestbenefitis expectedin mineral-poor
Studiesby Sorensonand Jackson(1968) on Utriculariaand by Chandlerand
thattheusual increasein growthof carAnderson(1976a) on Drosera confirm
substrates
largelydisappears
nivorousplantssuppliedwithpreyon nutrient-poor
iffactorslikelight
inthesubstrate
as nutrient
increases.Furthermore,
availability
or waterare in shortsupply,thentheycan limitphotosynthesis
(Bannister1976)
andtheextenttowhichnutrients
addedbycarnivory
(orothermeans)can elevate
photosynthesis.
For example,Gulmonand Chu (1981)have shownthat,inDipphotosynthesis
lacus auranticusexposed to variouslevels of soil fertilization,
thanat highlight
increasesmoreslowlywithleafN content
at lowlightintensities
informto
intensities.
Thehypothetical
benefit
6 aresimilar
curvesshowninfigure
thoseactuallyobtainedbyGulmonandChu (1981)fortheresponseofphotosynthesisto increasedleaf N contentinducedby fertilization.
Similartrendsare
expectedifincreasedmineralsupplyincreasesnotthemineralcontentperleaf,
buttherateof conversionofphotosynthate
intonewleaves at constantmineral
content.As nutrient
availability
increases,therateat whichnewleaves can be
and
or phosphorus,
mineralslikenitrogen
producedwilldependless on limiting
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THE AMERICAN NATURALIST
492
C COST
0
P7 SUNNY. MOIST
CD_|
u
H-
z
SHADY OR DRY
Of)1
COST/INEFFICIENCY
PHOTOSYNTHETIC
ASSOCIATEDWITH CARNIVORY
FIG. 6.-Photosynthetic
andcostsassociatedwithdifferential
levelsofinvestment
benefits
conditions
in carnivorous
site,as a function
ofenvironmental
adaptations
in a nutrient-poor
shouldbe
rate(P) resulting
fromaddednutrients
(see text).Enhancement
ofphotosynthetic
to plateau,ina well-lit
andmoistenvironment
morerapid,andshowless tendency
(PI) than
in siteswherelightorwateraremorelikelytolimitphotosynthesis
(P2). Dashedlines= net
carnivbenefit
andcost(C) ofobtaining
nutrients
through
difference
betweenphotosynthetic
in carnivory
ory. Carnivoryshouldevolve wheneverthe benefitof a smallinvestment
curveslopesupwardnearC= 0.
exceedsitsowncost,i.e., whenthenetprofit
of carbonskeletons.The latterclearlydependson the
moreon theavailability
limitationof photosynthesisby lightor water availability,so the rate of conversion should also rise most quickly and plateau most slowly in well-lit,moist,
sites.
nutrient-poor
Thus, in sterilehabitats that are sunnyand moist, carnivoryshould have its
in
gainsresulting
fromaddedinvestments
greatest
impactandthephotosynthetic
shouldrisequicklyandplateauslowly(fig.6). In sterilehabitatsthatare
carnivory
activity,
lightor waterare
shadyand/ordryduringtheperiodofphotosynthetic
shouldbe smallerand
morelikelyto limitgrowthand thegainsfromcarnivory
and
betweenphotosynthetic
benefits
plateaumorerapidly.Thus,thedifference
in carnivory,
costs are morelikelyto be positiveat low levels of investment
and hence promoteits evolution,in nutrient-poor
habitatsthatare also sunny
Suchconditions
andmoistduringtheperiodofphotosynthetic
mayalso
activity.
in
increaseinsectabundanceand thebenefitaccruingfroma giveninvestment
carnivory.
in generaland
This modelpartlyexplainswhycarnivory
is rarein epiphytes
inparticular,
becausemostepiphytes
bromeliads
occureitheron shadyperchesor
on betterlitbranchessubjectto frequent
desiccation.Nepenthesvinesprobably
in
avoidthisproblembymaintaining
contactwithmorereliablestoresofmoisture
the soil. Epiphytic Utriculariausually grow in wet cloud forestswhere water
stress is rare even highin the canopy, or in pools impoundedat the expense of
otherplants (oftenbromeliads)by the hosts' own inefficient,
overlappingphotosyntheticstructures.
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EVOLUTIONOF CARNIVOROUS
PLANTS
493
The modelalso explainsmanyaspectsofseasonalheterophylly
incarnivorous
plants.Manycarnivoresfailto producetraps,or produceleaves witha higher
proportion
of photosynthetically
efficient
tissue,during"unfavorable"seasons
whenfactorsotherthannutrients
maylimitgrowth(Erickson1978;Slack 1979).
SomeSarraceniaproducetraplessphyllodesduring
latesummer
droughts
(Weiss
1980).Dionaea producesleaves withbroadphotosynthetic
petiolesand small
trapsinwinter.Cephalotusappearsto produceonlyphyllodes,
nottraps,during
thecool winterin southwestern
Australia;itsreedswamphabitatremainsdamp
through
the springand drysummerwhenthepitchersare active(Lloyd 1942).
inoverlydryorshadyconditions
Nepenthesoftenfailsto producepitchers
(Slack
1979).The seasonalflushofglandular
leavesin Triphyophyllum
justprecedesthe
onset of the rainyseason and may correspondto the yearlyflushof insect
fromglanavailability
(Greenet al. 1979).The long-term
shiftin Triphyophyllum
dular,insectivorous
seedlingsand juvenilesto eglandularadultvines remains
enigmatic
forlack ofdata on themicroclimates
experienced
byeach lifestage.
Carnivoryand Myrmecophily
is so strongly
Finally,ifcarnivory
selectedagainstin epiphytes,
one mayask
why myrmecophily
is relativelycommon(Thompson1981). Myrmecophilous
forantcoloniesinholloworswollennodes,petioles,orleaf
plantsprovideshelter
bases,andoftenprovidefoodintheformofextrafloral
nectaries
orBeltianbodies
(Bequaert1922;Wheeler1942).In turn,theplantsmayreceiveprotection
for
herbivoresand competitors
attackedby theirguests,and may receivean increasedsupplyofnutrients
fromfoodwastes,dead nestmates,
anddebrispacked
bytheantsintoplantrecesses(Benzing1970;Janzen1974a;Huxley1978;Rickand Myrmecodiain the
son 1979). Several epiphytes,like Hydnophytum
Rubiaceaeand Tillandsiacaput-medusae
in theBromeliaceae,are ant-fed
myrand knownto receivenutrients
mecophytes
fromtheirguests(Thompson1981).
This nutrient
inputis probablysimilarto thatwhichcouldbe obtainedthrough
carnivory,so why is ant-fedmyrmecophily
relativelymorecommonin (and
indeed,by current
data nearlyrestricted
to) epiphytes?
reasonis thatmyrmecophily
Perhapsone important
otherthan
yieldsbenefits
nutrient
input,notablydefenseagainstherbivores.
The benefits
of suchdefense
are notlikelyto showthesametrendsbetweenhabitatsas thebenefits
accruing
fromcarnivory.In particular,
the benefitsof defending
leaves may be more
in unproductive,
important
shady,or dryenvironments
whereleaves are relativelymore costlyto replace thanin moreproductivesites (Janzen1974b).
thathavebeencarefully
However,in certainant-fed
myrmecophytes
examined,
and Myrmecodia(Janzen1974a;Huxley1978),a defensive
as in Hydnophytum
role for the guest ants seems unlikelyeven thoughJanzen(1974a) reports
willrespondaggressively
to theirhost.Thus,
Iridomyrmex
to severedisturbance
cautionmustbe exercisedin usingthisargument
fortherelativeadvantagesof
and carnivory.
myrmecophily
tendto be ant-fedratherthan
Thompson(1981)has suggestedthatepiphytes
carnivorous
becausetheiraccess to wateris so limitedthattheycannotproduce
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494
THE AMERICANNATURALIST
the glandularsecretionsassociatedwithcarnivory.Drosophyllum's
abilityto
maintain
secretions
thelongdryMediterranean
summer
glandular
through
(Slack
1979)undercuts
thisargument,
butitcan be incorporated
in ourmodelbynoting
thatdryconditionswouldincreasetheenergeticcost of secreting
attractive
or
digestivefluids,therebyincreasingthe cost associatedwitha givenphotosyntheticbenefit.This woulddecreasethe slope of the benefitcurve(fig.6) and
renderthe evolutionof carnivoryless likely.Since the permeable,nutrientare usuallycontainedwithina
absorbingsurfacesof ant-fedmyrmecophytes
cavity,Thompson(1981)suggeststhattherateofwaterloss andcostsassociated
withmyrmecophily
would be relativelyless, so thatmyrmecophily
would be
indrierhabitats.In addition,
ant-fed
favoredovercarnivory
plantsshouldhavean
advantagein treetopsitesand openhabitatsover"basket" epiphytes
(e.g., tank
bromeliads,
staghorn
ferns)thatpassivelytrapfalling
debris,giventhepaucityof
suchdebrisand associatedmineralsin thesesites(Janzen1974a).
A criticaltestoftheseideas wouldbe to examinethenatureoftherelationship
shrubsfoundin theunderbetweenantsand plantsin variousmyrmecophilous
rainforests,
suchas speciesofClidemia,Maieta,and Tococa
storyofneotropical
in a given
in the Melastomataceae.If the principlebenefitof myrmecophily
thenthephotosynthetic
speciesis increasedmineralabsorption,
gainsthusobthatarefed,
tainedshouldbe lowerinshadyhabitats
(see above).Myrmecophytes
theantsproviding
butnotdefended-whether
thedefenseis director through
nutrients
essentialforthesynthesis
ofdefensive
compounds
(D. Janzen,personal
ofcarnivorous
thusparallelthedistribution
communication)-should
plantsalong
oflightintensity,
gradients
and be largelyrestricted
to well-litareas and/orlose
formyrmecophily
intheshade.Onlymyrmecophytes
thatareat least
adaptations
defended,directlyor indirectly,
by theirguestsshouldbe foundin the shade.
Hence,onetestofourcost/benefit
modelwouldbe toobservewhether
understory
aredefended
myrmecophytes
bytheirguests;iftheyarenot,andareonlyant-fed,
thepredictions
of the-modelwouldbe contradicted.
Brocchiniaacuminata,on
whichwe havebegunresearch,mayprovidematerial
fora directtestinthatitis
in openbogsand savannas,and loses itsswollenleafbases and
myrmecophilous
guestsinshadylocations(T. Givnish,D. Benzing,andE. L. Burkhardt,
personal
observation).
The cost/benefit
modeldevelopedinthispaperdemonstrates
thatthe
explicitly
advantageof carnivory
dependson the suppliesof lightand wateras well as
nutrients.
It thusprovidesa unified
basisforunderstanding
whycarnivory
is rare
in epiphytes,
whycarnivory
is commonin sunny,moist,sterilesites,and why
myrmecophily
appearsto replacecarnivory
as a meansof nutrient
capturein
epiphytes.It also providesa conceptualframework
forphysiological
studieson
therelationships
betweencarnivory,
nutrient
status,and photosynthesis.
SUMMARY
Brocchinia reducta is the firstdocumentedcase of carnivoryin the
Bromeliaceae.Its erectleavesforma yellowish
witha cuticular
lubricant
cylinder
inner
fluid
a
its
that
emits
nectarlike
and bear
on
fragrance,
surface,impound
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EVOLUTION OF CARNIVOROUS PLANTS
495
trichomescapable of absorbingamino acids fromthis fluidin which numerous
insects, mainly ants, drown. Trichome absorptivityand aspects of trichome
structureappear unique in theprimitivesubfamilyPitcairnioideae.We presentthe
firstrigorousdefinitionof carnivoryin plants,and discuss its implicationsforthe
identificationof cases of carnivoryand protocarnivoryin bromeliads. A cost/
benefitmodel forthe evolutionof carnivoryis developed to analyze whycarnivorous plantsare restrictedmainlyto sunny,moist,nutrient-poor
sites and seasons,
and why carnivoryis rare in epiphytesand otherbromeliads.The relativeadvantages of carnivoryand ant-fedmyrmecophily
are discussed in termsofthismodel,
and predictionsmade regardingthe natureof the ant-plantmutualismin understorymyrmecophytes.
ACKNOWLEDGMENTS
For assistance in various phases of this study,we wish to thankJ. Silva, J.
Steyermark,and L. Arias in Venezuela, and D. Benzing, P. Tomlinson,E. 0.
Wilson, H. Levi, W. Muchmore,A. Spiegelmann,C. Wood, N. Woodley, and T.
Zavortinkin the United States. D. Fish and T. Weiss kindlyprovidedaccess to
theirunpublishedmanuscripts;D. Janzen,an anonymousreviewer,the Ecology
Discussion Group at the Universityof Washington,and H. Neufeld contributed
usefulcomments.V. Elliottprovidededitorialassistance. Supportwas provided
by grantsto the seniorauthorfromthe AtkinsGarden Fund and the MiltonFund
of Harvard University.Valuable logisticalsupportin 1981 was provided by Lt.
Col. N. J. Rivas Espinoza, Commandant of the Ciudadela at Luepa, Estado
Bolivar.
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